Compliance Specialist

About this role

Compliance Specialist | Financial Services | Brisbane | $140k to $150k + Super

We're partnering with a well established financial services organisation to recruit a Compliance Specialist for their Brisbane office.

About the Organisation

Our client is a well established financial services organisation with a strong reputation across the industry. They're currently investing in strengthening their compliance and governance framework, and this role is part of that ongoing growth within a lean, highly capable compliance team.

This is a generalist compliance role, ideal for someone who wants real end to end exposure rather than sitting in a narrow, siloed function. You'll work closely with the Compliance Manager and a team of specialists, playing a part in how the organisation meets its regulatory and governance obligations day to day.

Key Responsibilities

• Managing breach identification, assessment and reporting processes
• Reviewing marketing and disclosure material
• Supporting AML/CTF obligations and monitoring
• Building and maintaining strong relationships with internal stakeholders, including at senior level
• Supporting oversight of relationships with external service providers from a compliance perspective
• Contributing to the ongoing development of compliance policies, procedures and governance documentation

What You'll Bring

• A legal background is highly regarded, along with experience from a mid to large sized financial services organisation (superannuation highly regarded)
• Strong written and verbal communication skills, essential given the stakeholder facing nature of the role
• Confidence engaging with senior stakeholders
• Experience managing breach reporting processes
• Working knowledge of AML/CTF obligations is highly regarded, though not essential
• A proactive, hands on approach and comfort working autonomously within a small team

Interested or know someone who'd be a great fit? Reach out for a confidential conversation.

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About compliance & regulatory roles for ex-police

Compliance, AML/CTF and regulatory roles. Working to AUSTRAC, ASIC and APRA obligations is a stronger regulatory grounding than most civilian applicants can offer — firms increasingly recognise this.