About this role
Currently recruiting on behalf of a Global Financial Services firm, who are in the process of building out their Central Compliance team, and are looking to make 3 hires across multiple levels. You should have previous experience of working in Central Compliance or Compliance ops with a banking, fintech or trading firm. As part of the team, you will be responsible for PA Dealing, Conflicts, Frameworks and Policies & Procedures, amongst a range of other tasks. As such, you should have broad experience, and be able to work in a fast paced environment.
Key Experience
- Previous experience working in a Central Compliance or Compliance Operations team within a Bank, Fintech or Trading firm
- Knowledge of the rules governing PA Dealing, Conflicts and Communications
- Experience of contributing to the development of policy and procedure
- Previous experience of staff training
- Ability to work at pace and on a range of topics
About compliance & regulatory roles for ex-police
Compliance, AML and regulatory roles. Working to PACE, RIPA and CPIA is a stronger regulatory grounding than most civilian applicants can offer — firms increasingly recognise this.
See all compliance & regulatory jobs in London →Why this fits a police background
- Working to legislation & regulation
What compliance & regulatory roles pay ex-police
Advertised UK ranges, editorial estimates reviewed July 2026
| Compliance analyst | £32,000–£42,000 |
| Compliance / AML officer | £40,000–£55,000 |
| Compliance manager | £55,000–£80,000 |
| Senior manager / head of compliance | £80,000–£120,000+ |