About this role
We are working with a leading global financial institution to recruit a Vice President, Private Side Compliance Advisory for their London office. This is an excellent opportunity for an experienced compliance professional to step into a high-visibility role, providing advisory coverage across private-side businesses and gaining full exposure to investment banking activities within a growing international platform.
The Role
As part of the Compliance Advisory team, you will act across both the banking and securities arms of the organization under a dual-hat arrangement. You'll be the primary point of contact for Corporate & Investment Banking teams and Transaction Banking, offering guidance on regulatory and conduct matters while building strong relationships across the business.
Key Responsibilities
- Provide compliance advisory support to private-side businesses, focusing on Corporate & Investment Banking.
- Offer advice on regulatory requirements and conduct matters.
- Support the implementation of key regulatory changes and contribute to local/global projects.
- Draft and update policies and procedures as needed.
- Deliver training sessions to front-office teams on compliance topics.
- Participate in investigations and inquiries when required.
What We're Looking For
To succeed in this role, you'll need
- At least 7 years of relevant compliance experience in a Front Office advisory role within investment banking.
- Strong knowledge of investment banking products (e.g., loans, structured finance) and applicable regulations (e.g., MiFID II, MAR).
- Excellent communication skills and the ability to build relationships at all levels.
- A proactive approach with sound judgment and attention to detail.
- The ability to manage workloads effectively under pressure and tight deadlines.
Qualifications
A strong educational background with a university degree is essential for this position.
This is a fantastic opportunity to join one of the world's leading financial institutions, known for its commitment to integrity, transparency, and sustainable growth. You'll have the chance to work in a collaborative environment that values professional development while contributing to meaningful projects in compliance advisory.
If you're ready to take your career to the next level in a challenging yet rewarding role, we'd love to hear from you. Please apply today or get in touch for more information-all applications will be handled confidentially.
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
About compliance & regulatory roles for ex-police
Compliance, AML and regulatory roles. Working to PACE, RIPA and CPIA is a stronger regulatory grounding than most civilian applicants can offer — firms increasingly recognise this.
See all compliance & regulatory jobs in London →Why this fits a police background — match score 83/100
- Investigative casework
- Working to legislation & regulation
- Training & coaching delivery
What compliance & regulatory roles pay ex-police
Advertised UK ranges, editorial estimates reviewed July 2026
| Compliance analyst | £32,000–£42,000 |
| Compliance / AML officer | £40,000–£55,000 |
| Compliance manager | £55,000–£80,000 |
| Senior manager / head of compliance | £80,000–£120,000+ |