VP Private Side Compliance Advisory

About this role

This role is ideal for someone who is looking to take the next step in their career, into a primary coverage

role with full exposure to Investment Banking activities within a growing platform in an international

environment. This is a high visibility role that will see you build and manage relationships with the

private side banking businesses the team supports. You will have direct exposure to all levels of the

business and will be the primary contact for Corporate & Investment Banking teams and Transaction

Banking.

KEY RESPONSIBILITIES

In this role, you will be acting across banking arm and securities business under a dual-hat

arrangement. Under this arrangement you will make decisions on behalf of both the bank and the securities

business, subject to the same remit and level of authority, irrespective of the entity which employs you.

Job responsibilities

To provide advisory coverage across the private side businesses, with a specifc focus on Corporate &

Investment Banking.

 Provide advice and guidance to the private side businesses

 Participate and support local and global projects and drive the operational implementation of key

regulatory change initiatives

 Draft and update policies and procedures as necessary

 Provide face to face training to the front office on regulatory and conduct matters

 Participate in the conduct of internal and external enquiries and investigations as necessary